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RIA / WealthAdvisordual registered (broker-dealer)42 years in industry

KEITH ANDREW GILLMAN

Advisor at EQUITABLE ADVISORS, LLC

JUPITER, FL | NEW YORK, NY

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Search this name across graphsid dfx:ria:25b86f73-5c15-9409-82d5-44fc53edf18f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 2, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EQUITABLE ADVISORS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 24, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Feb 24, 1984
First registration: Jul 2, 2002
Dual registered: yes, broker-dealer
Other names: KEITH ANDREW GILLMAN
IAPD individual key: 1083754

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EQUITABLE ADVISORS, LLC	National bd RIA	Feb 22, 2024	n/a	yes	NEW YORK, NY\|JUPITER, FL	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Feb 29, 2024	no	Red Bank, NJ\|STUART, FL\|STUART, FL\|Palm Beach Gardens, FL\|Palm Beach Gardens, FL\|STUART, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Jan 30, 2009	Jun 1, 2009	no	RED BANK, NJ	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 16, 2004	Feb 11, 2009	no	RED BANK, NJ\|RED BANK, NJ	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 2, 2002	Apr 30, 2004	no	RED BANK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	EQUITABLE ADVISORS, LLC	Feb 29, 2024	Feb 22, 2024	-7	Firm change	Wirehouse to ibd
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY & CO. LLC	Feb 11, 2009	Jan 30, 2009	-12	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	UBS FINANCIAL SERVICES INC.	Apr 30, 2004	Apr 16, 2004	-14	Firm change	Other

Relationships

Registered with (5)

→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: current employment
Feb 22, 2024 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Feb 29, 2024factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Jan 30, 2009 to Jun 1, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 16, 2004 to Feb 11, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 2, 2002 to Apr 30, 2004factForm ADV

Dated events

Occurred
Feb 29, 2024
Advisor changed firm
Keith Andrew Gillman left Morgan Stanley for Equitable Advisors, Llc (registered 2024-02-22)
Form ADVobserved 6 days ago