E••• H•••••••

Advisor at P•••••• W••••• M••••••••• L••

SAN FRANCISCO, CA | Boca Raton, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 20, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 23, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• W••••• M••••••••• L••	Independent wealth	Oct 18, 2024	n/a	yes	Boca Raton, FL\|SAN FRANCISCO, CA	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Mar 22, 2013	Oct 24, 2024	no	FT. LAUDERDALE, FL\|Fort Lauderdale, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	P•••••• W••••• M••••••••• L••	Oct 24, 2024	Oct 18, 2024	-6	Firm change	Wirehouse to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	U•• F•••••••• S••••••• I•••	Mar 22, 2013	Mar 22, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:131037:FL:2024-10-24	Oct 24, 2024	Oct 18, 2024	FORT LAUDERDALE, FL	Firm change

Relationships

Registered with (3)

→ P•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 18, 2024 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Mar 22, 2013 to Oct 24, 2024factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 20, 2011 to Mar 22, 2013factForm ADV

Dated events

Order

Occurred
24 Oct 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 20, 2011
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.