G••• C• M••••••

Advisor at C••••••••• F•••••••• N••••••

SAN DIEGO, CA | Spokane, WA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:25c22449-5636-d0b2-15fe-2023b089b8c2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 21, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• F•••••••• N••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Sep 22, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• F•••••••• N••••••	National bd RIA	Mar 4, 2024	n/a	yes	SAN DIEGO, CA\|Spokane, WA	Current employment
P••••• F•••••••• G••••	n/a	Apr 1, 2024	Sep 26, 2025	no	Spokane, WA\|LACEY, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••• F•••••••• G••••	n/a	Sep 26, 2025	n/a	n/a	Departure no registered destination	Departure
M•• I•••••••• S•••••••• L••	C••••••••• F•••••••• N••••••	Mar 1, 2024	Mar 4, 2024	3

Relationships

Registered with (5)

→ C••••••••• F•••••••• N••••••Registered adviserregistration: current employment
Mar 4, 2024 to presentfactForm ADV
→ P••••• F•••••••• G••••Registered adviserregistration: previous registration
Apr 1, 2024 to Sep 26, 2025factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 25, 2017 to Mar 1, 2024factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviser

Dated events

Occurred
Sep 26, 2025
Advisor departed, no destination yet
G••• C• M•••••• no longer registered at P••••• F•••••••• G••••; no later IA registration on IAPD
Form ADVobserved 7 days ago
Occurred
Mar 1, 2024
Advisor changed firm
G••• C• M•••••• left M•• I•••••••• S•••••••• L•• for C••••••••• F•••••••• N•••••• (registered 2024-03-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25c22449-5636-d0b2-15fe-2023b089b8c2
First observed: Sep 21, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.