DFX Intelligence

A••••• O••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

A••••• O••••• S•••••••

Advisor at R•••••• J•••• I••••••••• M•••••••••

New York, NY

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Search this name across graphsid dfx:ria:25cbb92a-8640-44fe-b621-90868d1746c2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 31, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• I••••••••• M•••••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: May 27, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• I••••••••• M•••••••••	Asset manager	Jun 26, 2018	n/a	yes	New York, NY	Current employment
S•••• I••••••••• I•••	Asset manager	Mar 31, 2014	Nov 21, 2017	no	NEW YORK, NY\|KANSAS CITY, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••• I••••••••• I•••	R•••••• J•••• I••••••••• M•••••••••	Nov 21, 2017	Jun 26, 2018	217	Channel change	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
111787:174904:MO:2017-11-21	Nov 21, 2017	Jun 26, 2018	KANSAS CITY, MO	Firm change

Relationships

Registered with (2)

→ R•••••• J•••• I••••••••• M•••••••••Registered adviserregistration: current employment
Jun 26, 2018 to presentfactForm ADV
→ S•••• I••••••••• I•••Registered adviserregistration: previous registration
Mar 31, 2014 to Nov 21, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25cbb92a-8640-44fe-b621-90868d1746c2
First observed: Mar 31, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.