DFX Intelligence

F•••• D••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

F•••• D••••• S•••••••

Advisor at N•••• P••• F•••••••• M••••••••• L••

MARINA DEL REY, CA

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Search this name across graphsid dfx:ria:25cc2e27-4c07-c1c7-5950-b30e9c4b05a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 27, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••• P••• F•••••••• M••••••••• L••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••• P••• F•••••••• M••••••••• L••	Institutional manager	Feb 22, 2022	n/a	yes	MARINA DEL REY, CA	Current employment
N•••• P••• F•••••••• M••••••••• L••	Institutional manager	Feb 22, 2022	Dec 31, 2025	no	MARINA DEL REY, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••••• T•••• I••••••••• I•••••••••	N•••• P••• F•••••••• M••••••••• L••	Jul 6, 2017	Feb 22, 2022	1,692	Firm change after gap	Other

Relationships

Registered with (2)

→ N•••• P••• F•••••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 22, 2022 to Dec 31, 2025factForm ADV
→ N••••••• T•••• I••••••••• I•••••••••Registered adviserregistration: previous registration
Jul 27, 2016 to Jul 6, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25cc2e27-4c07-c1c7-5950-b30e9c4b05a2
First observed: Jul 27, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.