DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at WILLIAMS ASSET MANAGEMENT
COLUMBIA, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WILLIAMS ASSET MANAGEMENT | Independent wealth | Jan 30, 2026 | n/a | yes | COLUMBIA, MD | Current employment |
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Aug 31, 2017 | Jan 30, 2026 | no | Columbia, MD|COLUMBIA, MD | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Nov 6, 2014 | Jul 31, 2017 | no | VIENNA, VA|Lutherville, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | WILLIAMS ASSET MANAGEMENT | Jan 30, 2026 | Jan 30, 2026 | 0 | Firm change | Ibd to new firm |
| OSAIC FA, INC. | COMMONWEALTH FINANCIAL NETWORK | Jul 31, 2017 | Aug 31, 2017 | 31 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8032:338196:MD:2026-01-30 | Jan 30, 2026 | Jan 30, 2026 | COLUMBIA, MD | Firm change |