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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Anna Soave

Advisor at J.P. MORGAN SECURITIES LLC

RIVERSIDE, CT

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Search this name across graphsid dfx:ria:25cd3f8b-5183-6402-b88c-7a0199d5ae67

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 15, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 1, 2001
First registration: Jan 15, 2003
Dual registered: yes, broker-dealer
Other names: Anna Lattanzio|Anna Lattanzio
IAPD individual key: 1076221

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Dec 13, 2024	n/a	yes	RIVERSIDE, CT	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 17, 2022	Mar 11, 2024	no	BRIDGEPORT, CT\|RIVERSIDE, CT	Previous registration
PEOPLE'S UNITED ADVISORS, INC.	Former SEC adviser	Jul 3, 2020	Aug 17, 2022	no	OLD GREENWICH, CT	Previous registration
PEOPLE'S SECURITIES, INC.	Former SEC adviser	Sep 28, 2011	Mar 31, 2020	no	STAMFORD, CT\|OLD GREENWICH, CT\|HARTFORD, CT\|BRIDGEPORT, CT\|RIVERSIDE, CT\|BRIDGEPORT, CT	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Feb 13, 2007	Aug 2, 2011	no	NEW CANAAN, CT\|STAMFORD, CT	Previous registration
WEBSTER INVESTMENT SERVICES, INC.	n/a	Sep 19, 2006	Feb 13, 2007	no	NEW CANAAN, CT	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Jan 15, 2003	May 15, 2006	no	STAMFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	J.P. MORGAN SECURITIES LLC	Mar 11, 2024	Dec 13, 2024	277	Firm change	Ibd to wirehouse
PEOPLE'S UNITED ADVISORS, INC.	LPL FINANCIAL LLC	Aug 17, 2022	Aug 17, 2022	0	Bulk transfer	RIA to RIA
PEOPLE'S SECURITIES, INC.	PEOPLE'S UNITED ADVISORS, INC.	Mar 31, 2020	Jul 3, 2020	94	Bulk transfer	Other
UVEST FINANCIAL SERVICES GROUP, INC.	PEOPLE'S SECURITIES, INC.	Aug 2, 2011	Sep 28, 2011	57	Firm change	Other
WEBSTER INVESTMENT SERVICES, INC.	UVEST FINANCIAL SERVICES GROUP, INC.	Feb 13, 2007	Feb 13, 2007	0	Firm change	Other
INVEST FINANCIAL CORPORATION	WEBSTER INVESTMENT SERVICES, INC.	May 15, 2006	Sep 19, 2006	127	Firm change	Other

Relationships

Registered with (7)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Dec 13, 2024 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Aug 17, 2022 to Mar 11, 2024factForm ADV
→ PEOPLE'S UNITED ADVISORS, INC.Registered adviserregistration: previous registration
Jul 3, 2020 to Aug 17, 2022factForm ADV
→ PEOPLE'S SECURITIES, INC.Registered adviserregistration: previous registration
Sep 28, 2011 to Mar 31, 2020factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Feb 13, 2007 to Aug 2, 2011factForm ADV
→ WEBSTER INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Sep 19, 2006 to Feb 13, 2007factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Jan 15, 2003 to May 15, 2006factForm ADV

Dated events

Occurred
Mar 11, 2024
Advisor changed firm
Anna Soave left Lpl Financial Llc for J.P. Morgan Securities Llc (registered 2024-12-13)
Form ADVobserved 4 days ago