This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$440MItem 5.F on the latest filing (2011-11-23); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$440M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Accounts

4

SEC number

801-69983

CRD

147530

Filings on the tape

1

First filed

Nov 23, 2011

Latest filed

Nov 23, 2011

Organised

Limited Liability Company

Graph

RIA / Wealth Management

Canonical id

dfx:ria:25d003e0-2547-3740-9a53-dd17ae4e6afc

First observed

Nov 23, 2011

Last observed

Nov 23, 2011 180 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.