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Reading the graph
Advisor at MORGAN STANLEY
West Palm Beach, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 12, 2020 | n/a | yes | West Palm Beach, FL | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 23, 2008 | Jul 6, 2020 | no | WEST PALM BEACH, FL | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | May 27, 2008 | no | W. PALM BEACH, FL | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Nov 29, 1999 | Apr 2, 2007 | no | WST. PLM BCH, FL|W. PALM BEACH, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | MORGAN STANLEY | Jul 6, 2020 | Jun 12, 2020 | -24 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY & CO. LLC | UBS FINANCIAL SERVICES INC. | May 27, 2008 | May 23, 2008 | -4 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:149777:FL:2020-07-06 | Jul 6, 2020 | Jun 12, 2020 | WEST PALM BEACH, FL | Firm change |