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CRD 139834
BEDFORD, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| A2 | Other Private Fund | $58.9M | Mar 15, 2024 | 2 | Mar 17, 2021 | reported | n/a |
| A5 | Other Private Fund | $31.8M | Mar 15, 2024 | 2 | Mar 17, 2021 | reported | n/a |
| A7 | Other Private Fund | $20.2M | Mar 15, 2024 | 3 | Mar 17, 2021 | reported | n/a |
| V2 | Venture Capital Fund | $3.4M | Mar 15, 2024 | 18 | Mar 17, 2021 | reported | n/a |
| A3 | Other Private Fund | $3.1M | Mar 15, 2024 | 2 | Mar 17, 2021 | reported | n/a |
| A4 | Other Private Fund | $1.7M | Mar 15, 2024 | 2 | Mar 17, 2021 | reported | n/a |
| A6 | Other Private Fund | $1.2M | Mar 15, 2024 | 2 | Mar 17, 2021 | reported | n/a |
| V6 | Venture Capital Fund | $1.2M | Oct 3, 2023 | 16 | Mar 17, 2021 | reported | n/a |
| A1 | Other Private Fund | $866,738 | Mar 15, 2024 | 2 | Mar 17, 2021 | reported | n/a |
| V4 | Venture Capital Fund | $81,329 | Mar 17, 2021 | 10 | Mar 17, 2021 | dropped | n/a |
| V1 | Venture Capital Fund | $40,096 | Mar 17, 2021 | 13 | Mar 17, 2021 | dropped | n/a |
| V5 | Venture Capital Fund | $33,494 | Mar 17, 2021 | 22 | Mar 17, 2021 | dropped | n/a |
| V3 | Venture Capital Fund | $18,257 | Mar 17, 2021 | 25 | Mar 17, 2021 | dropped | n/a |
| V7 | Venture Capital Fund | $11,151 | Oct 3, 2023 | 4 | Mar 17, 2021 | reported | n/a |
| V8 | Venture Capital Fund | $1,002 | Mar 15, 2024 | 21 | Mar 17, 2021 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| AUBIN, JOHN, PAUL | MEMBER/CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | C | yes | 01/2006 | Mar 26, 2012 | Mar 15, 2024 |
| ROBERTS ASSET MGT., LLC | Member | D | yes | 01/2006 | Mar 26, 2012 | Mar 15, 2024 |
| ROBERTS, RONALD, LEWIS | MANAGING MEMBER | E | yes | 09/2004 | Mar 26, 2012 | Mar 15, 2024 |
| ROBERTS, RONALD, LEWIS | MANAGING MEMBER, CHIEF EXECUTIVE OFFICER | Na | yes | 01/2006 | Mar 26, 2012 | Mar 15, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ROBERTS ASSET MANAGEMENT, LLC | n/a | n/a | n/a | N | yes | n/a |
| RONALD L. ROBERTS | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 16, 2026 | $158M | $90.3M | 3 | 2 | 0 | 2 | n/a |
| 2024 | Mar 21, 2025 | $181M | $89.0M | 4 | 2 | 0 | 3 | n/a |
| 2023 | Mar 15, 2024 | $274M | $194M | 6 | 3 | 0 | 9 | $121M |
| 2022 | Mar 22, 2023 | $263M | $192M | 6 | 4 | 0 | 11 | $132M |
| 2021 | Mar 3, 2022 | $319M | $233M | 7 | 4 | 0 | 11 | $174M |
| 2020 | Mar 17, 2021 | $332M | $232M | 7 | 4 | 0 | 15 | $206M |
| 2019 | Mar 31, 2020 | $487M | $398M | 9 | 5 | 0 | n/a | n/a |
| 2018 | Apr 2, 2019 | $540M | $483M | 11 | 4 | 0 | n/a | n/a |
| 2017 | Mar 30, 2018 | $606M | $523M | 10 | 4 | 0 | n/a | n/a |
| 2016 | Mar 8, 2017 | $578M | $493M | 10 | 4 | n/a | n/a | n/a |
| 2015 | Mar 11, 2016 | $525M | $442M | 9 | 3 | n/a | n/a | n/a |
| 2014 | Mar 12, 2015 | $593M | $506M | 8 | 3 | n/a | n/a | n/a |
| 2013 | Mar 31, 2014 | $600M | $482M | 8 | 3 | n/a | n/a | n/a |
| 2012 | Mar 25, 2013 | $535M | $422M | 8 | 3 | n/a | n/a | n/a |
| 2011 | Mar 26, 2012 | $533M | $422M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $158M | $181M | -12.6% | $263M | -15.6% | 3 | 4 | 0 | 0 |