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Advisor at EQUITABLE ADVISORS, LLC
WEST ALLIS, WI | MILWAUKEE, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | National bd RIA | Sep 22, 2017 | n/a | yes | MILWAUKEE, WI|WEST ALLIS, WI | Current employment |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Dec 7, 2005 | May 19, 2017 | no | MILWAUKEE, WI|MILWAUKEE, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | EQUITABLE ADVISORS, LLC | May 19, 2017 | Sep 22, 2017 | 126 | Firm change | Other |