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P••• L••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner40 years in industry

P••• L••••• K•••••

Advisor at C••••••••• A•••• M••••••••• L••

COLUMBIA, MO

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Search this name across graphsid dfx:ria:25fa399c-dfbf-3cc3-49e0-6ffcacfc8257

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 21, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• A•••• M••••••••• L••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 6, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• A•••• M••••••••• L••	State registered	Jan 30, 2024	n/a	yes	COLUMBIA, MO	Current employment
A•••••••• L••••••••• • C••• I•••	Independent wealth	Jul 1, 2015	Feb 26, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••••• L••••••••• • C••• I•••	C••••••••• A•••• M••••••••• L••	Feb 26, 2024	Jan 30, 2024	-27	Firm change	RIA to state RIA
S•• A•••••••• I•••	A•••••••• L••••••••• • C••• I•••	Jun 29, 2015

Relationships

Registered with (3)

→ C••••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jan 30, 2024 to presentfactForm ADV
→ A•••••••• L••••••••• • C••• I•••Registered adviserregistration: previous registration
Jul 1, 2015 to Feb 26, 2024factForm ADV
→ S•• A•••••••• I•••Registered adviserregistration: previous registration
Jul 21, 2009 to Jun 29, 2015factForm ADV

Dated events

Occurred
Feb 26, 2024
Advisor changed firm
P••• L••••• K••••• left A•••••••• L••••••••• • C••• I••• for C••••••••• A•••• M••••••••• L•• (registered 2024-01-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25fa399c-dfbf-3cc3-49e0-6ffcacfc8257
First observed: Jul 21, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.