DFX Intelligence

M••• B••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

M••• B••• F••••••

Advisor at F•••••••• A•••••••• L••

POINT HARBOR, NC | Lambertville, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:25fbc768-f396-af16-0745-83e1ca8f0b7f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Aug 3, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 2, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Oct 15, 2024	n/a	yes	POINT HARBOR, NC	Current employment
F•••••••• A•••••••• L••	Independent wealth	Aug 1, 2023	n/a	yes	Lambertville, NJ	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• P••••••••• A•••••••• I••	F•••••••• A•••••••• L••	Oct 11, 2024	Aug 1, 2023	-437	Firm change after gap	Ibd to RIA
W•••• F•••• A•••••••	A••••••• P••••••••• A•••••••• I••	Nov 3, 2022	Oct 21, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
112697:116978:NY:2024-10-11	Oct 11, 2024	Aug 1, 2023	HOLBROOK, NY	Firm change after gap
19616:112697:NJ:2022-10-25	Nov 3, 2022	Oct 21, 2022	BEDMINSTER, NJ	Firm change

Relationships

Registered with (5)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Oct 15, 2024 to presentfactForm ADV
→ F•••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 1, 2023 to presentfactForm ADV
→ A••••••• P••••••••• A•••••••• I••Registered adviserregistration: previous registration
Oct 21, 2022 to Oct 11, 2024factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Oct 11, 2024
Advisor changed firm
M••• B••• F•••••• left A••••••• P••••••••• A•••••••• I•• for F•••••••• A•••••••• L•• (registered 2023-08-01)
Form ADVobserved 7 days ago
Occurred
Nov 3, 2022
Advisor changed firm
M••• B••• F•••••• left W•••• F•••• A••••••• for A••••••• P••••••••• A•••••••• I•• (registered 2022-10-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25fbc768-f396-af16-0745-83e1ca8f0b7f
First observed: Aug 3, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.