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E•••• B•••• • C••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

E•••• B•••• • C••••••• I•••

CRD 317562

NO BELLMORE, NY

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Search this name across graphsid dfx:ria:25fcd24c-776b-ed62-4686-26168c580b27

Data as of May 31, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 1
On other graphs: 0
Observed: Nov 9, 2021 to May 31, 2022
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $25.0MItem 5.F on the latest filing (2022-05-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $25.0M
Private client RAUM: $25.0MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
e••••• c•••••••• a•••	CHIEF COMPLIANCE OFFICER	E	yes	05/1991	Nov 9, 2021	May 31, 2022

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	May 31, 2022	$25.0M	$25.0M	0	0	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$25.0M	n/a	n/a	n/a	n/a	0	n/a	0	n/a

Relationships

Controls (1)

← e••••• c•••••••• a•••OwnerCHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 9, 2021 to presentfactForm ADV

Dated events

Occurred
Nov 9, 2021
First Form ADV filing
E•••• B•••• • C••••••• I••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:25fcd24c-776b-ed62-4686-26168c580b27
First observed: Nov 9, 2021
Last observed: May 31, 2022 52 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.