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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

JONATHAN EDWARD GRABE

Advisor at SB ADVISORY, LLC

ATLANTA, GA | Ocala, FL

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Search this name across graphsid dfx:ria:25fd8d0e-7630-c1bd-63fe-8807af76d012

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 20, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SB ADVISORY, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 28, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 28, 2001
First registration: Oct 20, 2010
Dual registered: yes, broker-dealer
IAPD individual key: 1321797

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SB ADVISORY, LLC	Independent wealth	Jan 1, 2025	n/a	yes	Ocala, FL\|ATLANTA, GA	Current employment
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Oct 21, 2019	Mar 22, 2021	no	Ocala, FL\|Tampa, FL\|Ocala, FL	Previous registration
OSAIC FS, INC.	Former SEC adviser	Dec 6, 2012	Oct 15, 2019	no	OCALA, FL\|OCALA, FL\|Ocala, FL	Previous registration
COMPREHENSIVE FINANCIAL LLC	n/a	Oct 20, 2010	Dec 6, 2012	no	OCALA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PRINCIPAL SECURITIES, INC.	SB ADVISORY, LLC	Mar 22, 2021	Jan 1, 2025	1,381	Firm change after gap	Ibd to RIA
OSAIC FS, INC.	PRINCIPAL SECURITIES, INC.	Oct 15, 2019	Oct 21, 2019	6	Firm change	Ibd to ibd
COMPREHENSIVE FINANCIAL LLC	OSAIC FS, INC.	Dec 6, 2012	Dec 6, 2012	0	Firm change	Other

Relationships

Registered with (4)

→ SB ADVISORY, LLCRegistered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: previous registration
Oct 21, 2019 to Mar 22, 2021factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Dec 6, 2012 to Oct 15, 2019factForm ADV
→ COMPREHENSIVE FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 20, 2010 to Dec 6, 2012factForm ADV

Dated events

No dated event names this entity yet.