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Advisor at J.P. MORGAN SECURITIES LLC
MOUNTAIN VIEW, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Aug 31, 2023 | n/a | yes | MOUNTAIN VIEW, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Mar 8, 2022 | Sep 1, 2023 | no | NEWPORT BEACH, CA|IRVINE, CA|COSTA MESA, CA | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | May 2, 2009 | Feb 6, 2012 | no | REDWOOD CITY, CA|MILLBRAE, CA | Previous registration |
| WAMU INVESTMENTS, INC. | n/a | May 7, 2008 | May 2, 2009 | no | REDWOOD CITY, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | J.P. MORGAN SECURITIES LLC | Sep 1, 2023 | Aug 31, 2023 | -1 | Firm change | Wirehouse to wirehouse |
| CHASE INVESTMENT SERVICES CORP. | WELLS FARGO ADVISORS | Feb 6, 2012 | Mar 8, 2022 | 3,683 | Firm change after gap | Other |
| WAMU INVESTMENTS, INC. | CHASE INVESTMENT SERVICES CORP. | May 2, 2009 | May 2, 2009 | 0 | Bulk transfer | Other |