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R•••••• R••••• K•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

R•••••• R••••• K•••••••••

Advisor at M•• I••••••••• A••••••• I•••

BOSTON, MA | Wenham, MA

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Search this name across graphsid dfx:ria:26046cd9-4b38-88b3-d744-132499d091f3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 21, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I••••••••• A••••••• I•••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 21, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I••••••••• A••••••• I•••	Other adviser	Jan 6, 2011	n/a	yes	Wenham, MA\|BOSTON, MA	Current employment
B•••••••• F•••••••• M••••••••• I••	Other adviser	May 24, 2006	May 19, 2010	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• F•••••••• M••••••••• I••	M•• I••••••••• A••••••• I•••	May 19, 2010	Jan 6, 2011	232	Firm change	Other
B•••••••• C•••••• M••••••••• I•••	B•••••••• F•••••••• M••••••••• I••	May 25, 2006

Relationships

Registered with (3)

→ M•• I••••••••• A••••••• I•••Registered adviserregistration: current employment
Jan 6, 2011 to presentfactForm ADV
→ B•••••••• F•••••••• M••••••••• I••Registered adviserregistration: previous registration
May 24, 2006 to May 19, 2010factForm ADV
→ B•••••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Jul 21, 2005 to May 25, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:26046cd9-4b38-88b3-d744-132499d091f3
First observed: Jul 21, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.