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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

CHRISTOPHER MARK STREHLE

Advisor at SOUND FINANCIAL INVESTMENT MANAGEMENT, LLC

VANDALIA, OH

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Search this name across graphsid dfx:ria:2604ac5c-cd60-3958-a3d7-ea431e9c8787

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Apr 17, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOUND FINANCIAL INVESTMENT MANAGEMENT, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63
First exam: May 28, 2008
First registration: Apr 17, 2003
Dual registered: yes, broker-dealer
Other names: CHRIS STREHLE
IAPD individual key: 2688065

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOUND FINANCIAL INVESTMENT MANAGEMENT, LLC	State registered	Jul 3, 2012	n/a	yes	VANDALIA, OH	Current employment
ESSENTIAL FINANCIAL PLANNING, INC.	n/a	Dec 1, 2017	Nov 14, 2025	no	AURORA, OH\|WARREN, OH	Previous registration
DYNAMIC EMPLOYEE SOLUTIONS, LLC.	n/a	Oct 8, 2014	Dec 14, 2017	no	VANDALIA, OH	Previous registration
INDEPENDENT ADVISERS GROUP CORP	Former SEC adviser	Sep 4, 2007	Oct 12, 2012	no	KETTERING, OH	Previous registration
OSAIC FS, INC.	Former SEC adviser	Aug 14, 2007	Aug 21, 2012	no	VANDALIA, OH\|CONCORD, NH	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Apr 17, 2003	Aug 20, 2007	no	TROY, OH\|GREENVILLE, OH\|VANDALIA, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ESSENTIAL FINANCIAL PLANNING, INC.	n/a	Nov 14, 2025	n/a	n/a	Departure no registered destination	Departure
DYNAMIC EMPLOYEE SOLUTIONS, LLC.	ESSENTIAL FINANCIAL PLANNING, INC.	Dec 14, 2017	Dec 1, 2017	-13	Firm change	Other
INDEPENDENT ADVISERS GROUP CORP	SOUND FINANCIAL INVESTMENT MANAGEMENT, LLC	Oct 12, 2012	Jul 3, 2012	-101	Firm change after gap	Other
OSAIC FS, INC.	INDEPENDENT ADVISERS GROUP CORP	Aug 21, 2012	Sep 4, 2007	-1,813	Firm change after gap	Other
TRANSAMERICA FINANCIAL ADVISORS, LLC	OSAIC FS, INC.	Aug 20, 2007	Aug 14, 2007	-6	Firm change	Other

Relationships

Registered with (6)

→ SOUND FINANCIAL INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 3, 2012 to presentfactForm ADV
→ ESSENTIAL FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Dec 1, 2017 to Nov 14, 2025factForm ADV
→ DYNAMIC EMPLOYEE SOLUTIONS, LLC.Registered adviserregistration: previous registration
Oct 8, 2014 to Dec 14, 2017factForm ADV
→ INDEPENDENT ADVISERS GROUP CORPRegistered adviserregistration: previous registration
Sep 4, 2007 to Oct 12, 2012factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Aug 14, 2007 to Aug 21, 2012factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 17, 2003 to Aug 20, 2007factForm ADV

Dated events

Occurred
Nov 14, 2025
Advisor departed, no destination yet
Christopher Mark Strehle no longer registered at Essential Financial Planning, Inc.; no later IA registration on IAPD
Form ADVobserved 5 days ago