DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

VIDENT INVESTMENT ADVISORY, LLC

CRD 171004

ALPHARETTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:261197e9-00a7-5395-84cb-c83c43eef686

Data as of Apr 6, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 23
On other graphs: 0
Observed: Jun 6, 2014 to Apr 6, 2023
39 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $6.7BItem 5.F on the latest filing (2023-04-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $6.7B
Private client RAUM: $537MderivedItem 5.D individuals plus high net worth individuals
Private client share: 8%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees: 6
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 481
Individual clients: 184
High net worth clients: 174
SEC number: 801-80534
CRD: 171004
Filings on the tape: 39
First filed: Jun 6, 2014
Latest filed: Apr 6, 2023
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BAKI, MOHAMMAD, IMMANUEL	Trustee	F	yes	09/2018	Jan 23, 2019	Apr 6, 2023
BIRLEY, VINCE, LEONARD	Trustee	F	yes	08/2013	Jun 6, 2014	Apr 6, 2023
CROW, WARREN, BAKER	Trustee	F	yes	12/2022	Dec 16, 2022	Apr 6, 2023
NANDAKUMAR, AMRITA, NMN	President	Na	yes	10/2020	Oct 9, 2020	Apr 6, 2023
OLSEN, ERIK, KARL	CHIEF COMPLIANCE OFFICER	Na	yes	07/2021	Aug 25, 2021	Apr 6, 2023
VIDENT FINANCIAL, LLC	Member	E	yes	03/2014	Jun 6, 2014	Apr 6, 2023
VIDENT INVESTORS' OVERSIGHT TRUST	Member	E	yes	08/2013	Jun 6, 2014	Apr 6, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
VIDENT ADVISORY, LLC	n/a	Other adviser	$22B	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 31, 2023	$6.7B	$6.7B	14	6	4	n/a	n/a
2021	Mar 31, 2022	$10B	$10B	12	6	4	n/a	n/a
2020	Mar 26, 2021	$6.9B	$6.9B	10	4	0	n/a	n/a
2019	Mar 12, 2020	$4.3B	$4.3B	8	6	1	n/a	n/a
2018	Mar 31, 2019	$4.0B	$4.0B	10	6	1	n/a	n/a
2017	Mar 30, 2018	$4.9B	$4.9B	11	6	1	n/a	n/a
2016	Mar 10, 2017	$2.1B	$2.1B	8	7	n/a	n/a	n/a
2015	Mar 29, 2016	$1.7B	$1.7B	8	6	n/a	n/a	n/a
2014	Mar 27, 2015	$481M	$481M	7	5	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$6.7B	$10B	-34.8%	$4.3B	15.8%	14	12	4	4

Relationships

Affiliated with (1)

→ VIDENT ASSET MANAGEMENTRegistered adviserother investment adviser, common control
factForm ADV

Controls (7)

← BIRLEY, VINCE, LEONARDOwnerTRUSTEE, ownership code F, individual
Jun 6, 2014 to presentfactForm ADV
← BAKI, MOHAMMAD, IMMANUELOwnerTRUSTEE, ownership code F, individual
Jan 23, 2019 to presentfactForm ADV
← OLSEN, ERIK, KARLOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 25, 2021 to presentfactForm ADV
← NANDAKUMAR, AMRITA, NMNOwnerPRESIDENT, ownership code NA, individual
Oct 9, 2020 to presentfactForm ADV
← CROW, WARREN, BAKEROwnerTRUSTEE, ownership code F, individual
Dec 16, 2022 to presentfactForm ADV
← VIDENT FINANCIAL, LLCOwnerMEMBER, ownership code E, domestic entity
Jun 6, 2014 to presentfactForm ADV
← VIDENT INVESTORS' OVERSIGHT TRUSTOwnerMEMBER, ownership code E, domestic entity
Jun 6, 2014 to presentfactForm ADV

Registered with (3)

← WILLIAM JAMES IREDALEAdvisorregistration: previous registration
Jan 7, 2016 to Aug 14, 2023factForm ADV
← David Earl FrancatiAdvisorregistration: previous registration
Jun 14, 2023 to Jul 24, 2023factForm ADV
← RUSSELL ROBERT AYANAdvisorregistration: previous registration
Sep 2, 2021 to Jul 24, 2023factForm ADV

Dated events

Occurred
Aug 14, 2023
Advisor changed firm
William James Iredale left Vident Investment Advisory, Llc for Vident Asset Management (registered 2023-07-25)
Form ADVobserved 4 days ago
Occurred
Jul 24, 2023
Advisor changed firm
David Earl Francati left Vident Investment Advisory, Llc for Vident Asset Management (registered 2023-07-26)
Form ADVobserved 4 days ago
Occurred
Jul 24, 2023
Advisor departed, no destination yet
Russell Robert Ayan no longer registered at Vident Investment Advisory, Llc; no later IA registration on IAPD
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Regulatory AUM changed
Vident Investment Advisory, Llc reported RAUM $6.7B, down 35% from $10.2B (2022-12-16 to 2023-03-31)
Form ADVobserved 4 days ago
$-3.6B
Occurred
Dec 16, 2022
Control person joined
Baker Warren Crow (Trustee) appeared on Schedule A of Vident Investment Advisory, Llc
Form ADVobserved 4 days ago
Occurred
Dec 16, 2022
Control person left
Lowell Brian Shepler (Trustee) no longer on Schedule A of Vident Investment Advisory, Llc (listed 2022-03-31, absent 2022-12-16)
Form ADVobserved 4 days ago
Occurred
Mar 31, 2022
Regulatory AUM changed
Vident Investment Advisory, Llc reported RAUM $10.2B, up 49% from $6.9B (2021-09-01 to 2022-03-31)
Form ADVobserved 4 days ago
$3.4B
Occurred
Aug 25, 2021
Control person joined
Karl Erik Olsen (Chief Compliance Officer) appeared on Schedule A of Vident Investment Advisory, Llc
Form ADVobserved 4 days ago
Occurred
Aug 25, 2021
Control person left
Marie Karen Donnelly (Chief Compliance Officer) no longer on Schedule A of Vident Investment Advisory, Llc (listed 2021-05-21, absent 2021-08-25)
Form ADVobserved 4 days ago
Occurred
May 21, 2021
Control person joined
Marie Karen Donnelly (Chief Compliance Officer) appeared on Schedule A of Vident Investment Advisory, Llc
Form ADVobserved 4 days ago
Occurred
May 21, 2021
Control person left
B Matthew Carney (Chief Compliance Officer) no longer on Schedule A of Vident Investment Advisory, Llc (listed 2021-03-26, absent 2021-05-21)
Form ADVobserved 4 days ago
Occurred
Mar 26, 2021
Regulatory AUM changed
Vident Investment Advisory, Llc reported RAUM $6.9B, up 60% from $4.3B (2021-02-22 to 2021-03-26)
Form ADVobserved 4 days ago
$2.6B
Occurred
Jan 15, 2021
Control person left
Jon Cory Gossard (Chief Compliance Officer) no longer on Schedule A of Vident Investment Advisory, Llc (listed 2020-10-09, absent 2021-01-15)
Form ADVobserved 4 days ago
Occurred
Jan 15, 2021
Control person joined
B Matthew Carney (Chief Compliance Officer) appeared on Schedule A of Vident Investment Advisory, Llc
Form ADVobserved 4 days ago
Occurred
Oct 9, 2020
Control person joined
Amrita Nandakumar (President) appeared on Schedule A of Vident Investment Advisory, Llc
Form ADVobserved 4 days ago
Occurred
Jul 6, 2020
Control person left
Marie Denise Krisko (President) no longer on Schedule A of Vident Investment Advisory, Llc (listed 2020-06-26, absent 2020-07-06)
Form ADVobserved 4 days ago
Occurred
Apr 3, 2020
Control person left
Christine Anne Czizek (Chief Compliance Officer) no longer on Schedule A of Vident Investment Advisory, Llc (listed 2020-03-12, absent 2020-04-03)
Form ADVobserved 4 days ago
Occurred
Apr 3, 2020
Control person joined
Jon Cory Gossard (Chief Compliance Officer) appeared on Schedule A of Vident Investment Advisory, Llc
Form ADVobserved 4 days ago
Occurred
Aug 16, 2019
Control person left
Kay Deborah Kimery (Executive Committee Member) no longer on Schedule A of Vident Investment Advisory, Llc (listed 2019-03-31, absent 2019-08-16)
Form ADVobserved 4 days ago
Occurred
Jan 23, 2019
Control person joined
Lowell Brian Shepler (Trustee) appeared on Schedule A of Vident Investment Advisory, Llc
Form ADVobserved 4 days ago
Occurred
Jan 23, 2019
Control person joined
Immanuel Mohammad Baki (Trustee) appeared on Schedule A of Vident Investment Advisory, Llc
Form ADVobserved 4 days ago
Occurred
Mar 30, 2018
Regulatory AUM changed
Vident Investment Advisory, Llc reported RAUM $4.9B, up 134% from $2.1B (2017-10-04 to 2018-03-30)
Form ADVobserved 4 days ago
$2.8B
Occurred
Oct 24, 2014
First Form ADV filing
Vident Investment Advisory, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:261197e9-00a7-5395-84cb-c83c43eef686
First observed: Jun 6, 2014
Last observed: Apr 6, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

VIDENT INVESTMENT ADVISORY, LLC

CRD 171004

ALPHARETTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:261197e9-00a7-5395-84cb-c83c43eef686

Data as of Apr 6, 2023 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:29 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BAKI, MOHAMMAD, IMMANUEL

Trustee

yes

09/2018

Jan 23, 2019

Apr 6, 2023

BIRLEY, VINCE, LEONARD

Trustee

yes

08/2013

Jun 6, 2014

Apr 6, 2023

CROW, WARREN, BAKER

Trustee

yes

12/2022

Dec 16, 2022

Apr 6, 2023

NANDAKUMAR, AMRITA, NMN

President

yes

10/2020

Oct 9, 2020

Apr 6, 2023

OLSEN, ERIK, KARL

CHIEF COMPLIANCE OFFICER

yes

07/2021

Aug 25, 2021

Apr 6, 2023

VIDENT FINANCIAL, LLC

Member

yes

03/2014

Jun 6, 2014

Apr 6, 2023

VIDENT INVESTORS' OVERSIGHT TRUST

Member

yes

08/2013

Jun 6, 2014

Apr 6, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

VIDENT ADVISORY, LLC

n/a

Other adviser

$22B

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 31, 2023

$6.7B

n/a

2021

Mar 31, 2022

$10B

n/a

2020

Mar 26, 2021

$6.9B

n/a

2019

Mar 12, 2020

$4.3B

n/a

2018

Mar 31, 2019

$4.0B

n/a

2017

Mar 30, 2018

$4.9B

n/a

2016

Mar 10, 2017

$2.1B

n/a

2015

Mar 29, 2016

$1.7B

n/a

2014

Mar 27, 2015

$481M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$6.7B

$10B

-34.8%

$4.3B

15.8%