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Advisor at LPL FINANCIAL LLC
COLORADO SPRINGS, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 14, 2026 | n/a | yes | COLORADO SPRINGS, CO | Current employment |
| FIRST COMMAND ADVISORY SERVICES | Bd affiliated wealth | Dec 15, 2015 | Sep 11, 2026 | no | Colorado Springs, CO|FORT WORTH, TX|FORT WORTH, TX|Colorado Springs, CO | Previous registration |
| FIRST COMMAND FINANCIAL PLANNING, INC. | Former SEC adviser | Jan 11, 2013 | Dec 15, 2015 | no | COLORADO SPRINGS, CO|Colorado Springs, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST COMMAND ADVISORY SERVICES | LPL FINANCIAL LLC | Sep 11, 2026 | Sep 14, 2026 | 3 | Firm change | Ibd to ibd |
| FIRST COMMAND FINANCIAL PLANNING, INC. | FIRST COMMAND ADVISORY SERVICES | Dec 15, 2015 | Dec 15, 2015 | 0 | Bulk transfer | Other |