A•••• G••••

Advisor at L•• F•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2621cbbb-9013-4916-1b7a-8b65e9fd13f3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Sep 26, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 23, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Feb 14, 2018	n/a	yes	ATLANTA, GA\|MARIETTA, GA\|CANTON, GA\|CANTON, GA\|POWDER SPRINGS, GA\|POWDER SPRINGS, GA\|DAPHNE, AL	Current employment
I••••• F•••••••• C•••••••••	Former SEC adviser	Sep 29, 2016	Feb 16, 2018	no	HIRAM, GA\|MARIETTA, GA\|POWDER SPRINGS, GA\|POWDER SPRINGS, GA\|MARIETTA, GA\|CANTON, GA\|CANTON, GA\|APPLETON, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• F•••••••• C•••••••••	L•• F•••••••• L••	Feb 16, 2018	Feb 14, 2018	-2	Bulk transfer	Other
C••• F•••••••• S•••••••• L•••	I••••• F•••••••• C•••••••••	Sep 23, 2016	Sep 29, 2016

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Feb 14, 2018 to presentfactForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Sep 29, 2016 to Feb 16, 2018factForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Oct 9, 2013 to Sep 23, 2016factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2621cbbb-9013-4916-1b7a-8b65e9fd13f3
First observed: Sep 26, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.