This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

state registeredderivedon the IAPD state feed, not SEC-registered

Regulatory AUM

$107MItem 5.F on the latest filing (2026-01-26); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$107M

Private client RAUM

$101MderivedItem 5.D individuals plus high net worth individuals

Private client share

94%derivedprivate client RAUM over total RAUM

Employees

2

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

427

Individual clients

160

High net worth clients

45

CRD

325172

Filings on the tape

1

First filed

Jan 26, 2026

Latest filed

Jan 26, 2026

Organised

Corporation, CA

Website

integrated-plan.com

• Occurred

  Apr 10, 2023
  Team lift-out

  2 advisors left Principal Securities, Inc. (Fresno, CA) for Integrated Planning & Investments a day apart

  Form ADVobserved 6 days ago
  2 advisors

Graph

RIA / Wealth Management

Canonical id

dfx:ria:2629608b-9074-1bc0-b50b-09e1c39ffd92

First observed

Jan 26, 2026

Last observed

Jan 26, 2026 7 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.