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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

CAPITAL MANAGEMENT CONSULTANTS, INC.

CRD 19935

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:262d748a-8335-ffdd-aab3-3cb2428d2930

Data as of Jun 23, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2012 to Jun 23, 2023
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $84.1MItem 5.F on the latest filing (2023-06-23); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $84.1M
Private client RAUM: $82.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $42.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 248
Individual clients: 68
High net worth clients: 40
SEC number: 801-31247
CRD: 19935
Filings on the tape: 18
First filed: Mar 30, 2012
Latest filed: Jun 23, 2023
Organised: Corporation, Illinois

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MARC MICHAEL DAVIS	n/a	NORTHBROOK, IL	28	32	n/a	no
ANN MARIE DAVIS	n/a	NORTHBROOK, IL	14	15	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DAVIS, MARC, MICHAEL	PRESIDENT/CHIEF COMPLIANCE OFFICER	D	yes	02/2002	Mar 30, 2012	Jun 23, 2023
STUMPF, ROBERT, NICHOLAS	Treasurer	C	yes	12/1994	Mar 30, 2012	Jun 23, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BUSINESS & PROFESSIONAL CONSULTANTS, LTD	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 24, 2023	$84.1M	$84.1M	7	7	1	n/a	n/a
2021	Mar 28, 2022	$101M	$99.2M	7	7	1	n/a	n/a
2020	Mar 30, 2021	$103M	$101M	7	7	1	n/a	n/a
2019	Mar 30, 2020	$104M	$102M	7	7	1	n/a	n/a
2018	Mar 26, 2019	$118M	$117M	7	7	1	n/a	n/a
2017	Mar 30, 2018	$137M	$137M	8	8	1	n/a	n/a
2016	Apr 4, 2017	$112M	$112M	8	8	n/a	n/a	n/a
2015	Mar 30, 2016	$91.7M	$91.7M	7	7	n/a	n/a	n/a
2014	Mar 30, 2015	$96.5M	$96.5M	7	7	n/a	n/a	n/a
2013	Mar 31, 2014	$100M	$100M	9	9	n/a	n/a	n/a
2012	Mar 11, 2013	$97.4M	$97.4M	9	9	n/a	n/a	n/a
2011	Mar 30, 2012	$94.1M	$94.1M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$84.1M	$101M	-16.4%	$104M	-6.8%	6	7	0	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SIGNIFICANT WEALTH PARTNERS LLC	2	Jan 10, 2019	Aug 28, 2018	CARY, IL	Team lift out	RIA to RIA	40.0%

Relationships

Controls (2)

← STUMPF, ROBERT, NICHOLASOwnerTREASURER, ownership code C, individual
Mar 30, 2012 to presentfactForm ADV
← DAVIS, MARC, MICHAELOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 30, 2012 to presentfactForm ADV

Registered with (5)

← ANN MARIE DAVISAdvisorregistration: current employment
Nov 10, 2011 to presentfactForm ADV
← MARC MICHAEL DAVISAdvisorregistration: current employment
May 28, 1998 to presentfactForm ADV
← Stephen Richard SmithAdvisorregistration: previous registration
Oct 27, 2016 to Feb 20, 2024factForm ADV
← LAWRENCE EDWARD GATZAdvisorregistration: previous registration
Nov 13, 2017 to Jan 10, 2019factForm ADV
← Scott Robert SmithAdvisorregistration: previous registration
Jan 2, 2018 to Jan 10, 2019factForm ADV

Moved with (1)

→ SIGNIFICANT WEALTH PARTNERS LLCRegistered adviser2 advisors, team lift out, same day
Jan 10, 2019 to Aug 28, 2018factForm ADV

Dated events

Occurred
Feb 20, 2024
Advisor changed firm
Stephen Richard Smith left Capital Management Consultants, Inc. for Significant Wealth Partners Llc (registered 2018-07-12)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:262d748a-8335-ffdd-aab3-3cb2428d2930
First observed: Mar 30, 2012
Last observed: Jun 23, 2023 39 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAPITAL MANAGEMENT CONSULTANTS, INC.

CRD 19935

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:262d748a-8335-ffdd-aab3-3cb2428d2930

Data as of Jun 23, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:50 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MARC MICHAEL DAVIS

n/a

NORTHBROOK, IL

n/a

ANN MARIE DAVIS

n/a

NORTHBROOK, IL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DAVIS, MARC, MICHAEL

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

02/2002

Mar 30, 2012

Jun 23, 2023

STUMPF, ROBERT, NICHOLAS

Treasurer

yes

12/1994

Mar 30, 2012

Jun 23, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BUSINESS & PROFESSIONAL CONSULTANTS, LTD

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2022

Mar 24, 2023

$84.1M

n/a

2021

Mar 28, 2022

$101M

$99.2M

n/a

2020

Mar 30, 2021

$103M

$101M

n/a

2019

Mar 30, 2020

$104M

$102M

n/a

2018

Mar 26, 2019

$118M

$117M

n/a

2017

Mar 30, 2018

$137M

n/a

2016

Apr 4, 2017

$112M

n/a

2015

Mar 30, 2016

$91.7M

n/a

2014

Mar 30, 2015

$96.5M

n/a

2013

Mar 31, 2014

$100M

n/a

2012

Mar 11, 2013

$97.4M

n/a

2011

Mar 30, 2012

$94.1M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2022

$84.1M

$101M

-16.4%

$104M

-6.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SIGNIFICANT WEALTH PARTNERS LLC

Jan 10, 2019

Aug 28, 2018

CARY, IL

Team lift out

RIA to RIA

40.0%