DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G•••• P•••• W••••• A•••••••• L••
BOSTON, MA | DANVERS, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G•••• P•••• W••••• A•••••••• L•• | Independent wealth | May 17, 2016 | n/a | yes | BOSTON, MA|DANVERS, MA | Current employment |
| O•••• F•• I••• | Former SEC adviser | Jul 10, 2012 | May 23, 2016 | no | BEVERLY, MA|DANVERS, MA|Danvers, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• F•• I••• | G•••• P•••• W••••• A•••••••• L•• | May 23, 2016 | May 17, 2016 | -6 | Firm change | Other |
| O•••• F•• I••• | O•••• F•• I••• | Jul 13, 2012 | Jul 10, 2012 |
| O•••• F•• I••• | Former SEC adviser | May 8, 2009 | Jul 13, 2012 | no | WALTHAM, MA | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Apr 14, 2004 | Dec 31, 2008 | no | Boston, MA|PORTLAND, ME|MINNEAPOLIS, MN | Previous registration |
| Firm change |
| Other |
| A••••••••• F•••••••• S•••••••• L•• | O•••• F•• I••• | Dec 31, 2008 | May 8, 2009 | 128 | Firm change | Other |