DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at C••••••• W••••• M•••••••••
CARMEL, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• W••••• M••••••••• | State registered | Mar 8, 2019 | n/a | yes | CARMEL, IN | Current employment |
| C••••••• W••••• A••••••••• | Former SEC adviser | Jun 25, 2014 | Mar 19, 2019 | no | INDIANPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••••••• W••••• A••••••••• | C••••••• W••••• M••••••••• | Mar 19, 2019 | Mar 8, 2019 | -11 | Firm change | Other |
| K•••••• I••••••••• G••••• L•• | C••••••• W••••• A••••••••• | Jun 25, 2014 | Jun 25, 2014 |
| K•••••• I••••••••• G••••• L•• | Independent wealth | Apr 19, 2011 | Jun 25, 2014 | no | COLUMBUS, IN | Previous registration |
| C••• S••••••••• C••••••••• | Former SEC adviser | Aug 15, 2007 | Feb 18, 2011 | no | INDIANAPOLIS, IN | Previous registration |
| 0 |
| Firm change |
| Other |
| C••• S••••••••• C••••••••• | K•••••• I••••••••• G••••• L•• | Feb 18, 2011 | Apr 19, 2011 | 60 | Firm change | Other |