DFX Intelligence

R••••• T••• L•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

R••••• T••• L•••••••

Advisor at S•••••••• W••••• G••••

EDEN PRAIRIE, MN | Rochester, MN

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Search this name across graphsid dfx:ria:2655eb83-a00c-27c9-a579-66967cb21530

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 3, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• W••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 23, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• W••••• G••••	Independent wealth	Feb 24, 2022	n/a	yes	Rochester, MN\|EDEN PRAIRIE, MN	Current employment
C•••••• L••	Independent wealth	May 10, 2016	Feb 2, 2022	no	ROCHESTER, MN\|ROCKFORD, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• L••	S•••••••• W••••• G••••	Feb 2, 2022	Feb 24, 2022	22	Firm change	RIA to RIA
R•• C•••••• M••••••• L••	C•••••• L••	May 6, 2016	May 10, 2016

Relationships

Registered with (3)

→ S•••••••• W••••• G••••Registered adviserregistration: current employment
Feb 24, 2022 to presentfactForm ADV
→ C•••••• L••Registered adviserregistration: previous registration
May 10, 2016 to Feb 2, 2022factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Aug 3, 2010 to May 6, 2016factForm ADV

Dated events

Occurred
Feb 2, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2655eb83-a00c-27c9-a579-66967cb21530
First observed: Aug 3, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.