This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

UBS FINANCIAL SERVICES INC.

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

May 10, 2021

First registration

May 11, 2021

Dual registered

yes, broker-dealer

Other names

Kevin Martin|Kevin Patrick Martin|Kevin P Martin

IAPD individual key

7318967

• Occurred

  May 25, 2023
  Advisor changed firm

  Kevin Martin left Morgan Stanley for Ubs Financial Services Inc. (registered 2023-05-24)

  Form ADVobserved 5 days ago
• Occurred

  Jan 4, 2022
  Advisor changed firm

  Kevin Martin left Ubs Financial Services Inc. for Morgan Stanley (registered 2022-01-04)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:267187cc-51bb-f35a-ec29-b5fd6abfa4e3

First observed

May 11, 2021

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.