C•••• N•

Advisor at C•••••••• G••••• M•••••• I•••

New York, NY

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Search this name across graphsid dfx:ria:267b1967-4634-5b2f-3f80-8c64b817b544

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• G••••• M•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Oct 16, 2019	n/a	yes	New York, NY\|New York, NY	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Mar 28, 2016	Apr 10, 2018	no	Weehawken, NJ\|WEEHAWKEN, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	C•••••••• G••••• M•••••• I•••	Apr 10, 2018	Oct 16, 2019	554	Firm change after gap	Wirehouse to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:7059:NJ:2018-04-03	Apr 10, 2018	Oct 16, 2019	WEEHAWKEN, NJ	Firm change after gap

Relationships

Registered with (2)

→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: current employment
Oct 16, 2019 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Mar 28, 2016 to Apr 10, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:267b1967-4634-5b2f-3f80-8c64b817b544
First observed: Mar 28, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.