DFX Intelligence

H• C•••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

H• C•••• R••••••••

Advisor at K•••••••• W••••• A•••••••• L••

SAN DIEGO, CA | Radnor, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•••••••• W••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 24, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K•••••••• W••••• A•••••••• L••	Bd affiliated wealth	Mar 31, 2025	n/a	yes	SAN DIEGO, CA\|Radnor, PA	Current employment
I••••••••• A••••• I••••••••• M••••••••• L••	Bd affiliated wealth	Jan 11, 2016	Apr 3, 2025	no	Radnor, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••• I••••••••• M••••••••• L••	K•••••••• W••••• A•••••••• L••	Apr 3, 2025	Mar 31, 2025	-3	Firm change	Ibd to ibd
W•••• F•••• A•••••••	I••••••••• A••••• I••••••••• M••••••••• L••	Nov 11, 2014	Nov 18, 2014

Relationships

Registered with (4)

→ K•••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ I••••••••• A••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 11, 2016 to Apr 3, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 2, 2009 to Nov 11, 2014factForm ADV
→ J••••• M••••••••• S•••• L••

Dated events

Order

Occurred
3 Apr 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 30, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.