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Advisor at J.P. MORGAN SECURITIES LLC
San Francisco, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jan 30, 2023 | n/a | yes | San Francisco, CA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Dec 16, 2014 | Nov 14, 2017 | no | WEEHAWKEN, NJ|WEEHAWKEN, NJ|WEEHAWKEN, NJ|WEEHAWKEN, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | J.P. MORGAN SECURITIES LLC | Nov 14, 2017 | Jan 30, 2023 | 1,903 | Firm change after gap | Wirehouse to wirehouse |