DFX Intelligence

M•••••• A•••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

M•••••• A•••• R••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

EVANSVILLE, IN

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Search this name across graphsid dfx:ria:269f0852-0ad4-28e9-f13c-09bb5ddf0532

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 5, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 4, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Jun 16, 2011	n/a	yes	EVANSVILLE, IN	Current employment
W•••••• • R•••	Former SEC adviser	Jun 2, 2010	Jun 22, 2011	no	EVANSVILLE, IN\|LOUISVILLE, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • R•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jun 22, 2011	Jun 16, 2011	-6	Firm change	Other
E••••• J••••	W•••••• • R•••	Feb 26, 2010	Jun 2, 2010

Relationships

Registered with (3)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Jun 16, 2011 to presentfactForm ADV
→ W•••••• • R•••Registered adviserregistration: previous registration
Jun 2, 2010 to Jun 22, 2011factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Feb 5, 2010 to Feb 26, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:269f0852-0ad4-28e9-f13c-09bb5ddf0532
First observed: Feb 5, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.