DFX Intelligence

T•••• S••••• W••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

T•••• S••••• W••••

Advisor at C•• F•••••••• G•••• L••

SCOTTSDALE, AZ | Clayton, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:09 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 17, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•• F•••••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•• F•••••••• G•••• L••	Independent wealth	Jan 1, 2025	n/a	yes	Clayton, CA\|SCOTTSDALE, AZ	Current employment
L•••••• A•••• M•••••••••	Former SEC adviser	Jun 16, 2020	Jan 21, 2022	no	Clayton, CA\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••• A•••• M•••••••••	C•• F•••••••• G•••• L••	Jan 21, 2022	Jan 1, 2025	1,076	Firm change after gap	RIA to new firm
S•• I••••••••• A•••••••• I•••	L•••••• A•••• M•••••••••	Jun 22, 2020	Jun 16, 2020

Relationships

Registered with (5)

→ C•• F•••••••• G•••• L••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ L•••••• A•••• M•••••••••Registered adviserregistration: previous registration
Jun 16, 2020 to Jan 21, 2022factForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 16, 2019 to Jun 22, 2020factForm ADV
→ I••••••• F•••••••• S•••••••Registered adviser

Dated events

Order

Occurred
21 Jan 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 17, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.