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Advisor at CERITY PARTNERS LLC
NEW YORK, NY | SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CERITY PARTNERS LLC | Independent wealth | Nov 17, 2021 | n/a | yes | SAN FRANCISCO, CA|NEW YORK, NY | Current employment |
| B|O|S | Former SEC adviser | Jun 12, 2007 | Nov 15, 2021 | no | SAN FRANCISCO, CA | Previous registration |
| MORRISON & FRAZIER, LLC | n/a | Nov 19, 2004 | May 7, 2007 | no | LAFAYETTE, CA | Previous registration |
| COMPASS FUND MANAGEMENT, LLC | n/a | Mar 11, 2004 | Nov 19, 2004 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B|O|S | CERITY PARTNERS LLC | Nov 15, 2021 | Nov 17, 2021 | 2 | Firm change | RIA to RIA |
| MORRISON & FRAZIER, LLC | B|O|S | May 7, 2007 | Jun 12, 2007 | 36 | Firm change | Other |
| COMPASS FUND MANAGEMENT, LLC | MORRISON & FRAZIER, LLC | Nov 19, 2004 | Nov 19, 2004 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110496:151559:CA:2021-11-01 | Nov 15, 2021 | Nov 17, 2021 | SAN FRANCISCO, CA | Firm change |