DFX Intelligence

M•••• R•• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

M•••• R•• P••••••

Advisor at W•••• F•••• A•••••••

ROCKY MOUNT, NC | WILMINGTON, NC

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Search this name across graphsid dfx:ria:26a69351-21c0-de5b-95ec-af275863a0e0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 8, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Oct 8, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Oct 4, 2018	n/a	yes	ROCKY MOUNT, NC\|ROCKY MOUNT, NC\|WILMINGTON, NC	Current employment
P•• W••••• M•••••••••	Bd affiliated wealth	Apr 10, 2015	Oct 12, 2018	no	GREENVILLE, NC\|TARRBORO, NC\|AYDEN, NC\|GREENVILLE, NC\|NEW BERN, NC\|NASHVILLE, NC\|ROCKY MOUNT, NC\|ROCKY MOUNT, NC\|Wilson, NC\|NASHVILLE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• W••••• M•••••••••	W•••• F•••• A•••••••	Oct 12, 2018	Oct 4, 2018	-8	Firm change	Ibd to wirehouse
W•••• F•••• A•••••••	P•• W••••• M•••••••••	Mar 30, 2015	Apr 10, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
129052:19616:NC:2018-10-12	Oct 12, 2018	Oct 4, 2018	NASHVILLE, NC	Firm change

Relationships

Registered with (2)

→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 8, 2013 to Mar 30, 2015factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Apr 10, 2015 to Oct 12, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:26a69351-21c0-de5b-95ec-af275863a0e0
First observed: Oct 8, 2013
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.