DFX Intelligence

T•••• H•••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

T•••• H•••• L•••••

Advisor at S•• A••••••• L••

KIRKLAND, WA

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Search this name across graphsid dfx:ria:26b10fa9-f7db-b4d9-1c98-30ce88769e66

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 10, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 10, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•• A••••••• L••	Independent wealth	Jun 26, 2023	n/a	yes	KIRKLAND, WA	Current employment
T•• R••••••••• S••••••• L••	Independent wealth	Jul 10, 2015	May 24, 2023	no	REDMOND, WA\|Seattle, WA\|Greenwood Village, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• R••••••••• S••••••• L••	S•• A••••••• L••	May 24, 2023	Jun 26, 2023	33	Firm change	RIA to RIA

Relationships

Registered with (2)

→ S•• A••••••• L••Registered adviserregistration: current employment
Jun 26, 2023 to presentfactForm ADV
→ T•• R••••••••• S••••••• L••Registered adviserregistration: previous registration
Jul 10, 2015 to May 24, 2023factForm ADV

Dated events

Occurred
May 24, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:26b10fa9-f7db-b4d9-1c98-30ce88769e66
First observed: Jul 10, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.