DFX Intelligence

A•••••••• N••••• L•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor13 years in industry

A•••••••• N••••• L•••

Advisor at Q•••••• F•••••••• A•••••••• L••

SANTA MONICA, CA | El Segundo, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:26b14bb1-a334-06f7-c58d-4985a4f3e305

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 17, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Q•••••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Q•••••• F•••••••• A•••••••• L••	Independent wealth	Jan 3, 2024	n/a	yes	El Segundo, CA\|SANTA MONICA, CA	Current employment
A••••• W••••• P•••••••	Independent wealth	Oct 17, 2018	Jan 31, 2022	no	SANTA MONICA, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• W••••• P•••••••	Q•••••• F•••••••• A•••••••• L••	Jan 31, 2022	Jan 3, 2024	702	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
128590:317386:CA:2022-01-28	Jan 31, 2022	Jan 3, 2024	SANTA MONICA, CA	Firm change after gap

Relationships

Registered with (2)

→ Q•••••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Jan 3, 2024 to presentfactForm ADV
→ A••••• W••••• P•••••••Registered adviserregistration: previous registration
Oct 17, 2018 to Jan 31, 2022factForm ADV

Dated events

Occurred
Jan 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:26b14bb1-a334-06f7-c58d-4985a4f3e305
First observed: Oct 17, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.