DFX Intelligence

I•••••• M•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

I•••••• M•••• S••••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Austin, TX

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Search this name across graphsid dfx:ria:26b15a05-fa9a-d17b-56f2-c9a3ea0ae34e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 3, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Aug 1, 2014	n/a	yes	Austin, TX	Current employment
P••••••••• S••••••••• C•••••••••	Independent wealth	Oct 7, 2013	Jul 18, 2014	no	DALLAS, TX\|Horseshoe Bay, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• S••••••••• C•••••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jul 18, 2014	Aug 1, 2014	14	Firm change	Other
V•••••••• F••••••••• L••	P••••••••• S••••••••• C•••••••••	Oct 7, 2013	Oct 7, 2013

Relationships

Registered with (6)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Aug 1, 2014 to presentfactForm ADV
→ P••••••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Oct 7, 2013 to Jul 18, 2014factForm ADV
→ V•••••••• F••••••••• L••Registered adviserregistration: previous registration
Jun 29, 2010 to Oct 7, 2013factForm ADV
→ U•• F•••••••• S••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:26b15a05-fa9a-d17b-56f2-c9a3ea0ae34e
First observed: Feb 14, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.