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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

KIMBERLY CHRISTINE RICCOBONI

Advisor at MML INVESTORS SERVICES, LLC

SPRINGFIELD, MA | TINTON FALLS, NJ

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Search this name across graphsid dfx:ria:26b50b3a-e719-dba4-681e-f74fe0b0fe37

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: May 3, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MML INVESTORS SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 11, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 11, 2007
First registration: May 3, 2007
Dual registered: yes, broker-dealer
Other names: KIMBERLY CHRISTINE YUHAS|KIMBERLY RICCOBONI|KIMBERLY CHRISTINE YUHAS
IAPD individual key: 2536367

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	n/a	yes	TINTON FALLS, NJ\|SPRINGFIELD, MA	Current employment
WALNUT STREET SECURITIES, INC.	Former SEC adviser	Nov 21, 2011	Sep 5, 2013	no	TINTON FALLS, NJ\|NEW YORK, NY	Previous registration
TOWER SQUARE SECURITIES, INC.	Former SEC adviser	Nov 21, 2011	Sep 5, 2013	no	TINTON FALLS, NJ\|NEW YORK, NY	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Nov 21, 2011	Jan 2, 2015	no	CHARLOTTE, NC\|TINTON FALLS, NJ\|AURORA, IL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 4, 2011	Mar 25, 2017	no	CHARLOTTE, NC\|TINTON FALLS, NJ\|AURORA, IL	Previous registration
NEWPORT CAPITAL GROUP, LLC	Mixed wealth	Jan 6, 2011	Nov 2, 2011	no	RED BANK, NJ	Previous registration
WALNUT STREET SECURITIES, INC.	Former SEC adviser	May 3, 2007	Oct 29, 2009	no	SOMERSET, NJ\|RED BANK, NJ\|ISELIN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MSI FINANCIAL SERVICES, INC.	TOWER SQUARE SECURITIES, INC.	Mar 25, 2017	Nov 21, 2011	-1,951	Firm change after gap	Other
NEW ENGLAND SECURITIES CORPORATION	MML INVESTORS SERVICES, LLC	Jan 2, 2015	Mar 25, 2017	813	Firm change after gap	Other
WALNUT STREET SECURITIES, INC.	NEW ENGLAND SECURITIES CORPORATION	Sep 5, 2013	Nov 21, 2011	-654	Channel change	Other
TOWER SQUARE SECURITIES, INC.	WALNUT STREET SECURITIES, INC.	Sep 5, 2013	Nov 21, 2011	-654	Channel change	Other
NEWPORT CAPITAL GROUP, LLC	MSI FINANCIAL SERVICES, INC.	Nov 2, 2011	Nov 4, 2011	2	Firm change	Other
WALNUT STREET SECURITIES, INC.	NEWPORT CAPITAL GROUP, LLC	Oct 29, 2009	Jan 6, 2011	434	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
14251:833:IL:2017-03-25	Mar 25, 2017	Nov 21, 2011	AURORA, IL	Firm change after gap
615:10409:IL:2015-01-02	Jan 2, 2015	Mar 25, 2017	AURORA, IL	Firm change after gap

Relationships

Registered with (6)

→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: current employment
Mar 25, 2017 to presentfactForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 4, 2011 to Mar 25, 2017factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Nov 21, 2011 to Jan 2, 2015factForm ADV
→ WALNUT STREET SECURITIES, INC.Registered adviserregistration: previous registration
Nov 21, 2011 to Sep 5, 2013factForm ADV
→ TOWER SQUARE SECURITIES, INC.Registered adviserregistration: previous registration
Nov 21, 2011 to Sep 5, 2013factForm ADV
→ NEWPORT CAPITAL GROUP, LLCRegistered adviserregistration: previous registration
Jan 6, 2011 to Nov 2, 2011factForm ADV

Dated events

No dated event names this entity yet.