DFX Intelligence

E••••• F•••••• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

E••••• F•••••• L••

Advisor at P•••••••• W••••• P•••••••• L••

CLAYTON, MO | CARMEL, IN

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Search this name across graphsid dfx:ria:26bc6e6e-5135-2bc4-ebfc-7482db25c26c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 15, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• W••••• P•••••••• L••	Independent wealth	Aug 1, 2025	n/a	yes	CARMEL, IN\|CLAYTON, MO	Current employment
S•••••••• W••••• A•••••••	Former SEC adviser	Mar 15, 2022	Dec 10, 2025	no	Carmel, IN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• W••••• A•••••••	P•••••••• W••••• P•••••••• L••	Dec 10, 2025	Aug 1, 2025	-131	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
121764:331565:IN:2025-12-10	Dec 10, 2025	Aug 1, 2025	CARMEL, IN	Firm change after gap

Relationships

Registered with (2)

→ P•••••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Aug 1, 2025 to presentfactForm ADV
→ S•••••••• W••••• A•••••••Registered adviserregistration: previous registration
Mar 15, 2022 to Dec 10, 2025factForm ADV

Dated events

Occurred
Dec 10, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:26bc6e6e-5135-2bc4-ebfc-7482db25c26c
First observed: Mar 15, 2022
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.