DFX Intelligence

A•••••••• M••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

A•••••••• M••••• S•••••

Advisor at S••• I••••••••• C••••••

RICHARDSON, TX

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Search this name across graphsid dfx:ria:26bd4b20-447f-7b1a-7ade-13511c4641d6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 17, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••• I••••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 30, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••• I••••••••• C••••••	Independent wealth	Jun 19, 2019	n/a	yes	RICHARDSON, TX	Current employment
M•••• C••••••• A••••••• S••••••	Bd affiliated wealth	Apr 8, 2019	Jun 18, 2019	no	San Antonio, TX\|PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• C••••••• A••••••• S••••••	S••• I••••••••• C••••••	Jun 18, 2019	Jun 19, 2019	1	Firm change	Ibd to RIA
J••• M••••• S••••••••• L••	M•••• C••••••• A••••••• S••••••	Jun 29, 2018	Apr 8, 2019

Relationships

Registered with (3)

→ S••• I••••••••• C••••••Registered adviserregistration: current employment
Jun 19, 2019 to presentfactForm ADV
→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: previous registration
Apr 8, 2019 to Jun 18, 2019factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 17, 2014 to Jun 29, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:26bd4b20-447f-7b1a-7ade-13511c4641d6
First observed: Jul 17, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.