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Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
LEAWOOD, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Oct 5, 2009 | n/a | yes | LEAWOOD, KS | Current employment |
| INTEGRITY ALLIANCE, LLC | Bd affiliated wealth | May 23, 2007 | Oct 23, 2007 | no | URBANDALE, IA|Urbandale, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INTEGRITY ALLIANCE, LLC | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | Oct 23, 2007 | Oct 5, 2009 | 713 | Firm change after gap | Other |