DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••
FORT SMITH, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jul 2, 2019 | n/a | yes | FORT SMITH, AR | Current employment |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Feb 13, 2013 | Jul 1, 2019 | no | FT. SMITH, AR|FAYETTEVILLE, AR|FORT SMITH, AR|ROGERS, AR |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• • A••••••••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Jul 1, 2019 | Jul 2, 2019 | 1 | Firm change | Ibd to ibd |
| M••••• K••••• • C••••••• L•• | R•••••• J•••• • A••••••••• I••• | Feb 13, 2013 | Feb 13, 2013 |
| M••••• K••••• • C••••••• L•• | Former SEC adviser | Feb 13, 2009 | Feb 13, 2013 | no | FORT SMITH, AR|FAYETTEVILLE, AR|FT. SMITH, AR | Previous registration |
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Sep 24, 1991 | Mar 5, 2009 | no | FORT SMITH, AR | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| C•••••••• G••••• M•••••• I••• | M••••• K••••• • C••••••• L•• | Mar 5, 2009 | Feb 13, 2009 | -20 | Firm change | Other |