This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$6.3MItem 5.F on the latest filing (2021-06-23); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$6.3M

Private client RAUM

$6.3MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$6.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

1

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

71

Individual clients

71

High net worth clients

0

SEC number

801-119107

CRD

309199

Filings on the tape

7

First filed

Jun 22, 2020

Latest filed

Jun 23, 2021

Organised

Limited Liability Company, Illinois

• Occurred

  Jun 22, 2020
  First Form ADV filing

  Harvested Financial, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:26eaeb83-b71a-c71d-f486-e5280476e106

First observed

Jun 22, 2020

Last observed

Jun 23, 2021 63 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.