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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
NEW ROCHELLE, NY | New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | May 17, 2023 | n/a | yes | New York, NY|NEW ROCHELLE, NY | Current employment |
| OTR GLOBAL LLC | n/a | Nov 16, 2009 | May 8, 2023 | no | PURCHASE, NY|PURCHASE, NY | Previous registration |
| TELSEY HOLDINGS LLC | Former SEC adviser | Aug 16, 2007 | Mar 12, 2010 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OTR GLOBAL LLC | RAYMOND JAMES & ASSOCIATES, INC. | May 8, 2023 | May 17, 2023 | 9 | Firm change | Other |
| TELSEY HOLDINGS LLC | OTR GLOBAL LLC | Mar 12, 2010 | Nov 16, 2009 | -116 | Firm change after gap | Other |