A••• P••••

Advisor at M••••• S••••••

Woodland Hills, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:26f5f05b-bd42-a78f-8328-21d3046d7754

Data as of Sep 19, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 3
On other graphs: 0
Observed: May 8, 2026 to Sep 19, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Sep 10, 2026	n/a	yes	Woodland Hills, CA	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	May 8, 2026	Aug 12, 2026	no	Sherman Oaks, CA\|Los Angeles, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	M••••• S••••••	Aug 12, 2026	Sep 10, 2026	29	Firm change	Ibd to wirehouse

Relationships

Registered with (2)

→ M••••• S••••••Registered adviserregistration: current employment
Sep 10, 2026 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 8, 2026 to Aug 12, 2026factForm ADV

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 12, 2026
Advisor changed firm
A••• P•••• left M•• I•••••••• S•••••••• L•• for M••••• S•••••• (registered 2026-09-10)
Form ADVobserved 7 days ago

Show 2 bookkeeping events

Occurred
Sep 18, 2026
A••• P•••• added a TX registration at M••••• S••••••
Occurred
Sep 10, 2026
A••• P•••• added a CA registration at M••••• S••••••

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:26f5f05b-bd42-a78f-8328-21d3046d7754
First observed: May 8, 2026
Last observed: Sep 19, 2026 3 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.