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N••••••••• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

N••••••••• A••••••• L••

CRD 323186

BRONXVILLE, NY

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Search this name across graphsid dfx:ria:26f64586-8947-b9f7-94e2-ad1d7f539f58

Data as of Mar 30, 2023 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Sep 2, 2022 to Mar 30, 2023
5 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••••••• R••••• M•••••	Owner	E	yes	02/2021	Sep 2, 2022	Mar 30, 2023
G•••••••• R••••• M•••••	CHIEF EXECUTIVE OFFICER	Na	yes	12/2021	Sep 2, 2022	Mar 30, 2023

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N••••••••• S••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 30, 2023	$0	$0	2	1	0	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	$0	n/a	n/a	n/a	n/a	2	n/a	0	n/a

Relationships

Controls (3)

← G•••••••• R••••• M•••••OwnerOWNER, ownership code E, individual
Sep 2, 2022 to presentfactForm ADV
← J••• I••••• H••••••• L••OwnerOWNER, ownership code E, domestic entity
Sep 2, 2022 to presentfactForm ADV
← N••••••••• H••••••• L••OwnerOWNER, ownership code E, domestic entity
Sep 2, 2022 to presentfactForm ADV

Owns (1)

← D••• G••••••• R•••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual

Dated events

Occurred
Sep 2, 2022
First Form ADV filing
N••••••••• A••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:26f64586-8947-b9f7-94e2-ad1d7f539f58
First observed: Sep 2, 2022
Last observed: Mar 30, 2023 42 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.