DFX Intelligence

T••••••••• F•••••••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

T••••••••• F•••••••• A•••••••• I•••

CRD 328166

OREM, UT

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Search this name across graphsid dfx:ria:26f74a16-309d-11e3-2377-95ff8e67a451

Data as of Feb 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 10, 2026 to Feb 10, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $99.2M••• Locked
Discretionary RAUM: $99.2M
Private client RAUM: $99.2Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 2
Advisory employees: 2

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J•••• F•••••• P••••	Certified Financial Planner	OREM, UT	2	29	1	no
J••••••• A••• N••••••	Certified Financial Planner	OREM, UT	2	10	1

Relationships

Registered with (2)

← J•••• F•••••• P••••Advisorregistration: current employment
Nov 16, 2023 to presentfactForm ADV
← J••••••• A••• N••••••Advisorregistration: current employment
Nov 16, 2023 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:26f74a16-309d-11e3-2377-95ff8e67a451
First observed: Feb 10, 2026
Last observed: Feb 10, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.