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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

DAVID CHARLES LEVINE

Advisor at ARETE WEALTH ADVISORS, LLC

Boca Raton, FL | CHICAGO, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 7:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 1
Observed: Mar 20, 2002 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

David Charles Levine

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ARETE WEALTH ADVISORS, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 20, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 5
Exams: S65|S66|S63
First exam: Jun 12, 2003
First registration: Mar 20, 2002
Dual registered: yes, broker-dealer
Other names: DAVID C LEVINE
IAPD individual key: 2569418

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ARETE WEALTH ADVISORS, LLC	Bd affiliated wealth	Jan 19, 2023	n/a	yes	Boca Raton, FL\|CHICAGO, IL	Current employment
B. RILEY WEALTH ADVISORS, INC.	Bd affiliated wealth	Jan 4, 2021	Nov 16, 2022	no	BOCA RATON, FL	Previous registration
SUMMIT CAPITAL MANAGEMENT GROUP, LLC	n/a	Jul 8, 2008	Oct 1, 2010	no	BOCA RATON, FL	Previous registration
GUNNALLEN FINANCIAL, INC	n/a	May 27, 2005	Mar 31, 2010	no	TAMPA, FL\|TAMPA, FL\|TAMPA, FL	Previous registration
RYAN BECK & CO.	n/a	Mar 20, 2002	May 1, 2003	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B. RILEY WEALTH ADVISORS, INC.	ARETE WEALTH ADVISORS, LLC	Nov 16, 2022	Jan 19, 2023	64	Firm change	Ibd to ibd
SUMMIT CAPITAL MANAGEMENT GROUP, LLC	B. RILEY WEALTH ADVISORS, INC.	Oct 1, 2010	Jan 4, 2021	3,748	Firm change after gap	Other
GUNNALLEN FINANCIAL, INC	SUMMIT CAPITAL MANAGEMENT GROUP, LLC	Mar 31, 2010	Jul 8, 2008	-631	Firm change after gap	Other
RYAN BECK & CO.	GUNNALLEN FINANCIAL, INC	May 1, 2003	May 27, 2005	757	Firm change after gap	Other

Relationships

Registered with (5)

→ ARETE WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Jan 19, 2023 to presentfactForm ADV
→ B. RILEY WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Jan 4, 2021 to Nov 16, 2022factForm ADV
→ SUMMIT CAPITAL MANAGEMENT GROUP, LLCRegistered adviserregistration: previous registration
Jul 8, 2008 to Oct 1, 2010factForm ADV
→ GUNNALLEN FINANCIAL, INCRegistered adviserregistration: previous registration
May 27, 2005 to Mar 31, 2010factForm ADV
→ RYAN BECK & CO.Registered adviserregistration: previous registration
Mar 20, 2002 to May 1, 2003factForm ADV

Dated events

Occurred
Nov 16, 2022
Advisor changed firm
David Charles Levine left B. Riley Wealth Advisors, Inc. for Arete Wealth Advisors, Llc (registered 2023-01-19)
Form ADVobserved 5 days ago