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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

BENJAMIN GOODRICH

Advisor at STRATEGIC ADVISERS LLC

DAYTON, MN

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Search this name across graphsid dfx:ria:26fdfd7a-2af9-4798-6dbc-1b782acd7a70

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 20, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Apr 19, 2016
First registration: Apr 20, 2016
Dual registered: yes, broker-dealer
Other names: Benjamin Francis Goodrich|Ben Goodrich|Benjamin F Goodrich
IAPD individual key: 6463390

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	DAYTON, MN	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jun 18, 2021	Mar 31, 2025	no	WESTLAKE, TX	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Oct 28, 2020	Apr 21, 2021	no	Minneapolis, MN\|Plymouth, MN	Previous registration
PRUDENTIAL SELECT STRATEGIES LLC	Institutional manager	Aug 3, 2018	Dec 31, 2020	no	Plymouth, MN	Previous registration
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jul 5, 2017	Jul 3, 2018	no	Edina, MN	Previous registration
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Bd affiliated wealth	Apr 25, 2016	Feb 16, 2017	no	EDEN PRAIRIE, MN\|PLYMOUTH, MN	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 20, 2016	Apr 22, 2016	no	EDEN PRAIRIE, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
PRUCO SECURITIES, LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Apr 21, 2021	Jun 18, 2021	58	Firm change	Ibd to ibd
PRUDENTIAL SELECT STRATEGIES LLC	PRUCO SECURITIES, LLC	Dec 31, 2020	Oct 28, 2020	-64	Channel change	RIA to ibd
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	PRUDENTIAL SELECT STRATEGIES LLC	Jul 3, 2018	Aug 3, 2018	31	Firm change	Other
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Feb 16, 2017	Jul 5, 2017	139	Firm change	Other
LPL FINANCIAL LLC	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	Apr 22, 2016	Apr 25, 2016	3	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
286153:5685:MN:2020-12-31	Dec 31, 2020	Oct 28, 2020	PLYMOUTH, MN	Firm change after gap

Relationships

Registered with (7)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jun 18, 2021 to Mar 31, 2025factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Oct 28, 2020 to Apr 21, 2021factForm ADV
→ PRUDENTIAL SELECT STRATEGIES LLCRegistered adviserregistration: previous registration
Aug 3, 2018 to Dec 31, 2020factForm ADV
→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: previous registration
Jul 5, 2017 to Jul 3, 2018factForm ADV
→ WEALTH ENHANCEMENT ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Apr 25, 2016 to Feb 16, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 20, 2016 to Apr 22, 2016factForm ADV

Dated events

No dated event names this entity yet.