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Advisor at SAXONY CAPITAL MANAGEMENT, LLC
SAINT LOUIS, MO | Suttons Bay, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SAXONY CAPITAL MANAGEMENT, LLC | Independent wealth | Jan 6, 2025 | n/a | yes | SAINT LOUIS, MO|Suttons Bay, MI | Current employment |
| SAXONY CAPITAL MANAGEMENT, LLC | Independent wealth | Jul 3, 2013 | Dec 31, 2024 | no | SUTTONS BAY, MI|SAINT LOUIS, MO | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | May 13, 2013 | no | LAKE FOREST, IL|TRAVERSE CITY, MI | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Sep 11, 2002 | Jan 1, 2008 | no | LAKE FOREST, IL|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | SAXONY CAPITAL MANAGEMENT, LLC | May 13, 2013 | Jul 3, 2013 | 51 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |